Analyst, Credit Monitoring, Securities Financing

Position Description

Responsible for margin financing functions, monitor and control of credit/settlement risks in daily operation in accordance with CLSA’s policies and procedures. 

Key Areas of Responsibilities

• Familiar with margin financing rules and regulations, good quantitative skills on stock performance analysis and risk parameters, such as VaR, stress, PD, LGD, etc;
• Monitor the client's risk exposure to ensure that the client responds to margin calls in a timely manner and reports abnormal situations;
• Conduct credit evaluation and due diligence on clients, and prepare credit evaluation and due diligence reports for their margin financing applications;
• Analyze abnormal fluctuations of stock price, assess the impact on margin business, and assist in providing risk mitigation measures;
• Provide opinions and suggestions on financing applications in accordance with the regulatory authority's guidelines for financing business;
• Perform User Acceptance Test (UAT) on new systems and projects.

Requirements

• Undergraduate degree or above, major in Science and engineering, finance and economics related majors are preferred;
• Practicing qualification required by the regulatory place;
• 3 - 5 years' relevant working experience;
• Good sense of teamwork and professionalism, communication, expression, and logical analysis skills;
• Proficiency in written and spoken English and Chinese (including Mandarin)
• Knowledge of relevant regulations and products, common practices, and experience in customer credit analysis is preferred.

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